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Prospectus (Banks and Bank Holding Companies) Regulations (SOR/2006-318)

Regulations are current to 2024-08-18

Prospectus (Banks and Bank Holding Companies) Regulations

SOR/2006-318

BANK ACT

Registration 2006-11-28

Prospectus (Banks and Bank Holding Companies) Regulations

P.C. 2006-1443 2006-11-28

Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to subsection 273(2)Footnote a and section 835Footnote b of the Bank ActFootnote c, hereby makes the annexed Prospectus (Banks and Bank Holding Companies) Regulations.

Prospectus

  •  (1) The information to be disclosed prior to a distribution of securities is to be set out in a prospectus and is to include the contents required for a prospectus under any legislation set out in column 2 of the schedule.

  • (2) The procedure for the disclosure of information required for a distribution of securities is to be the procedure for a disclosure by prospectus that is required for a distribution of securities under any legislation set out in column 2 of the schedule.

  • (3) The disclosure of information required for a distribution is to be in the form required for a prospectus under any legislation set out in column 2 of the schedule.

 A prospectus filed under any legislation set out in column 2 of the schedule is to comply with the requirements set out in that legislation.

Exemption

 A person that is subject to an exemption from any or all prospectus requirements under any legislation set out in column 2 of the schedule, or to an order of the relevant provincial securities regulator, is also exempt from those requirements for the purposes of these Regulations.

Repeals

 [Repeal]

 [Repeal]

 [Repeal]

Coming into Force

 These Regulations come into force on the day on which they are registered.

SCHEDULE(Sections 1 to 3)

PROVINCIAL LEGISLATION

Column 1Column 2
ItemJurisdictionLegislation
1OntarioSecurities Act, R.S.O. 1990, c. S.5, as amended from time to time
2QuebecSecurities Act, R.S.Q., c. V-1.1, as amended from time to time
3Nova ScotiaSecurities Act, R.S.N.S. 1989, c. 418, as amended from time to time
4New BrunswickSecurities Act, S.N.B. 2004, c. S-5.5, as amended from time to time
5ManitobaThe Securities Act, C.C.S.M., c. S50, as amended from time to time
6British ColumbiaSecurities Act, R.S.B.C. 1996, c. 418, as amended from time to time
7Prince Edward IslandSecurities Act, R.S.P.E.I. 1988, c. S-3, as amended from time to time
8SaskatchewanThe Securities Act, 1988, S.S. 1988-89, c. S-42.2, as amended from time to time
9AlbertaSecurities Act, R.S.A. 2000, c. S-4, as amended from time to time
10Newfoundland and LabradorSecurities Act, R.S.N.L. 1990, c. S-13, as amended from time to time
11YukonSecurities Act, R.S.Y. 2002, c. 201, as amended from time to time
12Northwest TerritoriesSecurities Act, R.S.N.W.T. 1988, c. S-5, as amended from time to time
13NunavutSecurities Act (Nunavut), R.S.N.W.T. 1988, c. S-5, as amended from time to time

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