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Proceeds of Crime (Money Laundering) and Terrorist Financing Regulations

Version of section 57.2 from 2014-01-31 to 2016-06-29:

 Any securities dealer that is required to ascertain the identity of any person or confirm the existence of any entity in accordance with section 57 shall

  • (a) conduct ongoing monitoring of its business relationship with that person or entity; and

  • (b) keep a record of the measures taken and the information obtained under paragraph (a).

  • SOR/2013-15, s. 8

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