Government of Canada / Gouvernement du Canada
Symbol of the Government of Canada


Version of document from 2011-09-22 to 2024-05-28:

Supervisory Information (Banks) Regulations



Registration 2001-01-30

Supervisory Information (Banks) Regulations

P.C. 2001-140 2001-01-30

Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to section 637Footnote a and paragraph 668(a)Footnote b of the Bank ActFootnote c, hereby makes the annexed Supervisory Information (Banks) Regulations.

Prescribed Supervisory Information

  • SOR/2001-481, s. 1
  • SOR/2011-196, s. 4

Prohibited Disclosure

 Subject to sections 3 and 4, a bank shall not, directly or indirectly, disclose information referred to in section 1.

  • SOR/2011-196, s. 5

Limited Disclosure

 A bank may disclose information referred to in section 1 to its affiliates or to its directors, officers, employees, auditors, securities underwriters or legal advisors, or to those of its affiliates, if the bank ensures that the information remains confidential.

  • SOR/2011-196, s. 5

 A bank or any of its affiliates may disclose information referred to in paragraph 1(1)(c) if the bank or affiliate considers the information to contain a material fact or material change that is required by the securities laws of the relevant jurisdiction to be disclosed.

  • SOR/2011-196, s. 6(E)

Coming into Force

 These Regulations come into force on the day on which they are registered.

Date modified: