﻿<?xml version="1.0" encoding="utf-8"?><Regulation lims:pit-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:current-date="2019-06-21" lims:inforce-start-date="2006-11-28" lims:fid="727085" lims:id="727085" gazette-part="II" regulation-type="SOR" xml:lang="en" in-force="yes" xmlns:lims="http://justice.gc.ca/lims"><Identification lims:inforce-start-date="2006-11-28" lims:fid="727086" lims:id="727086"><InstrumentNumber>SOR/2006-321</InstrumentNumber><RegistrationDate><Date><YYYY>2006</YYYY><MM>11</MM><DD>28</DD></Date></RegistrationDate><ConsolidationDate lims:inforce-start-date="2006-11-28"><Date><YYYY>2019</YYYY><MM>6</MM><DD>22</DD></Date></ConsolidationDate><EnablingAuthority lims:inforce-start-date="2006-11-28" lims:fid="727088" lims:id="727088"><XRefExternal reference-type="act" link="T-19.8">TRUST AND LOAN COMPANIES ACT</XRefExternal></EnablingAuthority><LongTitle lims:inforce-start-date="2006-11-28" lims:fid="727089" lims:id="727089">Prospectus (Trust and Loan Companies) Regulations</LongTitle><RegulationMakerOrder><RegulationMaker>P.C.</RegulationMaker><OrderNumber>2006-1446</OrderNumber><Date><YYYY>2006</YYYY><MM>11</MM><DD>28</DD></Date></RegulationMakerOrder></Identification><Order lims:inforce-start-date="2006-11-28" lims:fid="727090" lims:id="727090"><Provision lims:inforce-start-date="2006-11-28" lims:fid="727091" lims:id="727091" format-ref="indent-0-0" language-align="yes" list-item="no"><Text>Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to subsection 278(2)<FootnoteRef idref="footnotea_e">a</FootnoteRef> of the <XRefExternal reference-type="act" link="T-19.8">Trust and Loan Companies Act</XRefExternal><FootnoteRef idref="footnoteb_e">b</FootnoteRef>, hereby makes the annexed <XRefExternal reference-type="regulation" link="SOR-95-342">Prospectus (Trust and Loan Companies) Regulations</XRefExternal>.</Text><Footnote id="footnotea_e" placement="page"><Label>a</Label><Text>S.C. 2005, c. 54, s. 422</Text></Footnote><Footnote id="footnoteb_e" placement="page"><Label>b</Label><Text>S.C. 1991, c. 45</Text></Footnote></Provision></Order><Body lims:inforce-start-date="2006-11-28" lims:fid="727092" lims:id="727092"><Heading lims:inforce-start-date="2006-11-28" lims:fid="727093" lims:id="727093" level="1"><TitleText>Prospectus</TitleText></Heading><Section lims:inforce-start-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:fid="727094" lims:id="727094"><Label>1</Label><Subsection lims:inforce-start-date="2006-11-28" lims:fid="727095" lims:id="727095"><Label>(1)</Label><Text>The information to be disclosed prior to a distribution of securities is to be set out in a prospectus and is to include the contents required for a prospectus under any legislation set out in column 2 of the schedule.</Text></Subsection><Subsection lims:inforce-start-date="2006-11-28" lims:fid="727096" lims:id="727096"><Label>(2)</Label><Text>The procedure for the disclosure of information required for a distribution of securities is to be the procedure for a disclosure by prospectus that is required for a distribution of securities under any legislation set out in column 2 of the schedule.</Text></Subsection><Subsection lims:inforce-start-date="2006-11-28" lims:fid="727097" lims:id="727097"><Label>(3)</Label><Text>The disclosure of information required for a distribution is to be in the form required for a prospectus under any legislation set out in column 2 of the schedule.</Text></Subsection></Section><Section lims:inforce-start-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:fid="727098" lims:id="727098"><Label>2</Label><Text>A prospectus filed under any legislation set out in column 2 of the schedule is to comply with the requirements set out in that legislation.</Text></Section><Heading lims:inforce-start-date="2006-11-28" lims:fid="727099" lims:id="727099" level="1"><TitleText>Exemption</TitleText></Heading><Section lims:inforce-start-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:fid="727100" lims:id="727100"><Label>3</Label><Text>A person that is subject to an exemption from any or all prospectus requirements under any legislation set out in column 2 of the schedule, or to an order of the relevant provincial securities regulator, is also exempt from those requirements for the purposes of these Regulations.</Text></Section><Heading lims:inforce-start-date="2006-11-28" lims:fid="727101" lims:id="727101" level="1"><TitleText>Repeals</TitleText></Heading><Section lims:inforce-start-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:fid="727102" lims:id="727102"><Label>4</Label><Text>[Repeal]</Text></Section><Section lims:inforce-start-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:fid="727103" lims:id="727103"><Label>5</Label><Text>[Repeal]</Text></Section><Heading lims:inforce-start-date="2006-11-28" lims:fid="727104" lims:id="727104" level="1"><TitleText>Coming into Force</TitleText></Heading><Section lims:inforce-start-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:fid="727105" lims:id="727105" type="transitional"><Label>6</Label><Text>These Regulations come into force on the day on which they are registered.</Text></Section></Body><Schedule lims:inforce-start-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:fid="727106" lims:id="727106" spanlanguages="no" bilingual="no"><ScheduleFormHeading lims:inforce-start-date="2006-11-28" lims:fid="727107" lims:id="727107"><Label>SCHEDULE</Label><OriginatingRef>(Sections 1 to 3)</OriginatingRef></ScheduleFormHeading><TableGroup lims:inforce-start-date="2006-11-28" lims:fid="727108" lims:id="727108" pointsize="7" topmarginspacing="4" rowbreak="no" bilingual="no" spanlanguages="no"><Caption lims:inforce-start-date="2006-11-28" lims:fid="727109" lims:id="727109" position="over">PROVINCIAL LEGISLATION</Caption><table lims:inforce-start-date="2006-11-28" lims:fid="727110" lims:id="727110" frame="topbot" colsep="0" rowsep="0"><tgroup lims:inforce-start-date="2006-11-28" lims:fid="727111" lims:id="727111" cols="3"><colspec colname="col1" colwidth="22.11*" /><colspec colname="col2" colwidth="53.21*" /><colspec colname="col3" colwidth="68.66*" /><thead lims:inforce-start-date="2006-11-28" lims:fid="727112" lims:id="727112"><row valign="bottom" topdouble="yes"><entry /><entry>Column 1</entry><entry>Column 2</entry></row><row valign="bottom"><entry rowsep="1" valign="bottom">Item</entry><entry rowsep="1" valign="bottom">Jurisdiction</entry><entry rowsep="1" valign="bottom">Legislation</entry></row></thead><tbody lims:inforce-start-date="2006-11-28" lims:fid="727113" lims:id="727113"><row><entry>1</entry><entry>Ontario</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, R.S.O. 1990, c. S.5, as amended from time to time</entry></row><row><entry>2</entry><entry>Quebec</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, R.S.Q., c. V-1.1, as amended from time to time</entry></row><row><entry>3</entry><entry>Nova Scotia</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, R.S.N.S. 1989, c. 418, as amended from time to time</entry></row><row><entry>4</entry><entry>New Brunswick</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, S.N.B. 2004, c. S-5.5, as amended from time to time</entry></row><row><entry>5</entry><entry>Manitoba</entry><entry><XRefExternal reference-type="act">The Securities Act</XRefExternal>, C.C.S.M., c. S50, as amended from time to time</entry></row><row><entry>6</entry><entry>British Columbia</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, R.S.B.C. 1996, c. 418, as amended from time to time</entry></row><row><entry>7</entry><entry>Prince Edward Island</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, R.S.P.E.I. 1988, c. S-3, as amended from time to time</entry></row><row><entry>8</entry><entry>Saskatchewan</entry><entry><XRefExternal reference-type="act">The Securities Act, 1988</XRefExternal>, S.S. 1988-89, c. S-42.2, as amended from time to time</entry></row><row><entry>9</entry><entry>Alberta</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, R.S.A. 2000, c. S-4, as amended from time to time</entry></row><row><entry>10</entry><entry>Newfoundland and Labrador</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, R.S.N.L. 1990, c. S-13, as amended from time to time</entry></row><row><entry>11</entry><entry>Yukon</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, R.S.Y. 2002, c. 201, as amended from time to time</entry></row><row><entry>12</entry><entry>Northwest Territories</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, R.S.N.W.T. 1988, c. S-5, as amended from time to time</entry></row><row><entry>13</entry><entry>Nunavut</entry><entry><XRefExternal reference-type="act">Securities Act (Nunavut)</XRefExternal>, R.S.N.W.T. 1988, c. S-5, as amended from time to time</entry></row></tbody></tgroup></table></TableGroup></Schedule></Regulation>