﻿<?xml version="1.0" encoding="utf-8"?><Regulation lims:pit-date="2006-11-28" hasPreviousVersion="true" lims:lastAmendedDate="2006-11-28" lims:current-date="2019-06-21" lims:inforce-start-date="2006-11-28" lims:fid="675842" lims:id="675842" regulation-type="SOR" xml:lang="en" xmlns:lims="http://justice.gc.ca/lims"><Identification lims:inforce-start-date="2006-11-28" lims:fid="675843" lims:id="675843"><InstrumentNumber>SOR/2001-414</InstrumentNumber><RegistrationDate><Date><YYYY>2001</YYYY><MM>10</MM><DD>4</DD></Date></RegistrationDate><ConsolidationDate lims:inforce-start-date="2006-11-28"><Date><YYYY>2019</YYYY><MM>6</MM><DD>22</DD></Date></ConsolidationDate><EnablingAuthority lims:inforce-start-date="2006-11-28" lims:fid="675845" lims:id="675845"><XRefExternal reference-type="act" link="B-1.01">BANK ACT</XRefExternal></EnablingAuthority><LongTitle lims:inforce-start-date="2006-11-28" lims:fid="675846" lims:id="675846">Prospectus Exemptions (Bank Holding Companies) Regulations</LongTitle><RegulationMakerOrder><RegulationMaker>P.C.</RegulationMaker><OrderNumber>2001-1785</OrderNumber><Date><YYYY>2001</YYYY><MM>10</MM><DD>4</DD></Date></RegulationMakerOrder></Identification><Repealed lims:inforce-start-date="2006-11-28" lims:fid="675847" lims:id="675847">[Repealed, SOR/2006-318, s. 6]</Repealed><Body lims:inforce-start-date="2006-11-28" lims:fid="675848" lims:id="675848"><Heading lims:inforce-start-date="2006-11-28" lims:fid="675849" lims:id="675849" level="1"><TitleText>Interpretation</TitleText></Heading><Section lims:inforce-start-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:fid="675850" lims:id="675850"><Label>1</Label><Text><Repealed>[Repealed, SOR/2006-318, s. 6]</Repealed></Text></Section><Heading lims:inforce-start-date="2006-11-28" lims:fid="675851" lims:id="675851" level="1"><TitleText>Exemptions</TitleText></Heading><Section lims:inforce-start-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:fid="675852" lims:id="675852"><Label>2</Label><Text><Repealed>[Repealed, SOR/2006-318, s. 6]</Repealed></Text></Section><Section lims:inforce-start-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:fid="675853" lims:id="675853"><Label>3</Label><Text><Repealed>[Repealed, SOR/2006-318, s. 6]</Repealed></Text></Section><Heading lims:inforce-start-date="2006-11-28" lims:fid="675854" lims:id="675854" level="1"><TitleText>Coming into Force</TitleText></Heading><Section lims:inforce-start-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:fid="675855" lims:id="675855" type="transitional"><Label>4</Label><Text><Repealed>[Repealed, SOR/2006-318, s. 6]</Repealed></Text></Section></Body></Regulation>